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Denice Yuin Mei Chun

Stratos Wealth Partners, Ltd

Worthington, OH

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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-12-17
  • OH RA
    APPROVED
    Since 2018-12-17

Branch Locations

7100 North High Street Suite 304, Worthington, OH 43085 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hong Kong Bakery & Deli Torrance CA 06/2011 09/2017
Lpl Financial, Llc Columbus OH 10/2017 12/2024
Stratos Wealth Partners, Ltd Worthington OH 12/2018 Present
  • 06/2011 → 09/2017
    Hong Kong Bakery & Deli
    Torrance, CA
  • 10/2017 → 12/2024
    Lpl Financial, Llc
    Columbus, OH
  • 12/2018 → Present
    Worthington, OH
Previous Registrations
  • 2002-03-05 → 2004-02-26
    Woodbury Financial Services, Inc.
    Huntington Beach, CA
Other Businesses

1. 1/3/2019 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 12/17/2018 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 12/2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. 2. 1/3/2019 - Stratos Wealth Partners, LTD - DBA: (Hybrid) My Harmony Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 12/17/2018 - 160 Hours Per Month/8 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-03
S65 Uniform Investment Adviser Law Examination 1999-12-27
S63 Uniform Securities Agent State Law Examination 1991-07-17
  • S66 Uniform Combined State Law Examination
    2018-08-03
  • S65 Uniform Investment Adviser Law Examination
    1999-12-27
  • S63 Uniform Securities Agent State Law Examination
    1991-07-17
Other Names
  • Denice Y Chun

View on SEC IAPD

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