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12770 High Bluff Dr Suite 380, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-02-17 |
Branch Locations
832 Wonder View Dr., Calabasa, CA 91302 • United States
12770 High Bluff Dr Suite 380, San Diego, CA 92130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northern Lights Distributors, Llc | Elkhorn | NE | 07/2011 | Present |
| Cp Distributors, Inc. | Ft Lauderdale | FL | 02/2015 | Present |
| Counterpoint Asset Management, Llc | San Diego | CA | 02/2015 | Present |
| Counterpoint Mutual Funds, Llc | San Diego | CA | 02/2014 | Present |
MR. KRAUSE IS A PARTNER IN ROMULUS GROUP, LLC, LOCATED AT 6278 NORTH FEDERAL HIGHWAY, #447, FORT LAUDERDALE, FL 33308. MR. KRAUSE BEGAN THIS INVESTMENT RELATED ACTIVITY OCTOBER 17, 2023 AND DOES NOT SPEND ANY TIME TOWARDS THIS ACTIVITY WHICH INVOLVES PERSONAL PRIVATE INVESTMENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-23 |
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