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Kambiz Tangestanifar

Wells Fargo Clearing Services, LLC

Malibu, CA

Pasadena, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-01-12
  • CA RA
    APPROVED
    Since 2021-01-12

Branch Locations

23361 Pacific Coast Hwy, Malibu, CA 90265 • United States

350 W Colorado Blvd Ste 390 [Lc-Rbo], Pasadena, CA 91105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Mongan Chase Bank Na Tarzana CA 08/2010 09/2016
J.P. Morgan Securities Llc Tarzana CA 10/2012 09/2016
Wells Fargo Advisors Llc Canoga Park CA 09/2016 11/2016
Wells Fargo Bank, Na Woodland Hills CA 09/2016 Present
Wells Fargo Clearing Services, Llc Woodland Hills CA 11/2016 Present
  • 08/2010 → 09/2016
    Jp Mongan Chase Bank Na
    Tarzana, CA
  • 10/2012 → 09/2016
    J.P. Morgan Securities Llc
    Tarzana, CA
  • 09/2016 → 11/2016
    Wells Fargo Advisors Llc
    Canoga Park, CA
  • 09/2016 → Present
    Wells Fargo Bank, Na
    Woodland Hills, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Woodland Hills, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-12
S63 Uniform Securities Agent State Law Examination 2010-09-01
  • S65 Uniform Investment Adviser Law Examination
    2021-01-12
  • S63 Uniform Securities Agent State Law Examination
    2010-09-01
Other Names
  • Kam Tangestani

View on SEC IAPD

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