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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-20
TX RA APPROVED 2026-03-20
  • CA RA
    APPROVED
    Since 2026-03-20
  • TX RA
    APPROVED
    Since 2026-03-20

Branch Locations

2633 Camino Ramon Ste 200, San Ramon, CA 94583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pacific Life Newport Beach CA 12/2007 04/2021
Pacific Select Distributors, Llc Newport Beach CA 12/2007 02/2021
Edward Jones St Louis MO 04/2021 03/2026
Raymond James Financial Services, Inc. San Ramon CA 03/2026 Present
Raymond James Financial Services Advisors, Inc. San Ramon CA 03/2026 Present
  • 12/2007 → 04/2021
    Pacific Life
    Newport Beach, CA
  • 12/2007 → 02/2021
    Pacific Select Distributors, Llc
    Newport Beach, CA
  • 04/2021 → 03/2026
    St Louis, MO
  • 03/2026 → Present
    Raymond James Financial Services, Inc.
    San Ramon, CA
  • 03/2026 → Present
    San Ramon, CA
Previous Registrations
  • 2021-05-18 → 2026-03-23
    Mountain House, CA
    St. Louis, MO
    Mountain House, CA
    Tracy, CA
Other Businesses

(1) Name of Business: Mojo Rising Band Address: 224 W Erics Way, Mtn House, CA, 95391, United States Activity Type: Other Position/Title: Musician Investment Related: No Start Date: 04/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I play in a classic rock cover band and occasionally get paid $100-$200 for a show\n (2) Name of Business: Summit Financial Group Address: 2633 Camino Ramon Ste 200, San Ramon, CA, 94583, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/20/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: CFP services and wealth management for retail clients\n\n

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-15
S63 Uniform Securities Agent State Law Examination 1991-09-06
  • S66 Uniform Combined State Law Examination
    2021-05-15
  • S63 Uniform Securities Agent State Law Examination
    1991-09-06
Designations
Other Names
  • Tom Kelly
  • Tk Kelly

View on SEC IAPD

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