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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-20 |
| TX | RA | APPROVED | 2026-03-20 |
Branch Locations
2633 Camino Ramon Ste 200, San Ramon, CA 94583 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pacific Life | Newport Beach | CA | 12/2007 | 04/2021 |
| Pacific Select Distributors, Llc | Newport Beach | CA | 12/2007 | 02/2021 |
| Edward Jones | St Louis | MO | 04/2021 | 03/2026 |
| Raymond James Financial Services, Inc. | San Ramon | CA | 03/2026 | Present |
| Raymond James Financial Services Advisors, Inc. | San Ramon | CA | 03/2026 | Present |
(1) Name of Business: Mojo Rising Band Address: 224 W Erics Way, Mtn House, CA, 95391, United States Activity Type: Other Position/Title: Musician Investment Related: No Start Date: 04/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I play in a classic rock cover band and occasionally get paid $100-$200 for a show\n (2) Name of Business: Summit Financial Group Address: 2633 Camino Ramon Ste 200, San Ramon, CA, 94583, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/20/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: CFP services and wealth management for retail clients\n\n
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-06 |
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