Richard E Nelson

Current Employers

Employment History

• 08/1973 → Present
  Richard E Nelson S.C.
  Brown Deer, WI
• 06/2004 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 06/2006 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1) TAX & ACCTG PRAC-OWNER/PRES, LIMITED POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS, SINCE 8/3/73-PERSON IN CHARGE OF CPA PRAC-45HR/WK. 2)RICHARD AND NANCY NELSON, NOT INVESTMENT RELATED, N. 11013 BUCKBER ROAD, CLINTONVILLE, WI, TIMBER FARM, START 2013, 1 HR/WK, SUPERVISION AND MAINTENANCE OF TREES, MAINTAIN FIRE LANES AND MOW FIELDS; 3) NAME OF OTHER BUSINESS: AMERICAN LEGION POST 410 FREDONIA WI, INVESTMENT RELATED: NO, ADDRESS: AMERICANISM AVENUE, WAUBEKA, WI 53021, NATURE OF BUSINESS: NON-PROFIT, START DATE: 01/2025, POSITION/TITLE/RELATIONSHIP: COMMANDER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: CONDUCT LEGION MEETINGS;

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-11-13

Designations