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James Robert Vellutini

Stifel, Nicolaus & Company, Incorporated

Crown Point, IN

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2018-05-22
TX RA APPROVED 2012-10-18
  • IN RA
    APPROVED
    Since 2018-05-22
  • TX RA
    APPROVED
    Since 2012-10-18

Branch Locations

10550 Broadway, Crown Point, IN 46307 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kta Martial Arts Lansing IL 09/1994 Present
Stifel, Nicolaus & Company, Incorporated Crown Point IN 10/2012 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-14
S63 Uniform Securities Agent State Law Examination 1996-10-11
  • S65 Uniform Investment Adviser Law Examination
    2018-05-14
  • S63 Uniform Securities Agent State Law Examination
    1996-10-11
Other Names
  • James Robert Velllutini

View on SEC IAPD

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Other Offices

BENJAMIN F. EDWARDS & COMPANY, INC. · Crown Point, IN
LPL FINANCIAL LLC · CROWN POINT, IN
EDWARD JONES · Crown Point, IN
EDWARD JONES · CROWN POINT, IN
EQUITY SERVICES, INC. · CROWN POINT, IN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Crown Point, IN
MML INVESTORS SERVICES, LLC · Crown Point, IN
CETERA INVESTMENT ADVISERS LLC · CROWN POINT, IN

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