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Joseph Michael Salerno

Prosperity Capital Advisors

Westlake, OH

Clearwater, FL

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Current Employers
Prosperity Capital Advisors

30400 Detroit Road Suite 201, Westlake, OH 44145 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2014-09-23
  • FL RA
    APPROVED
    Since 2014-09-23

Branch Locations

30400 Detroit Road Suite 201, Westlake, OH 44145 • United States

13830 58Th Street N., Suite 400, Clearwater, FL 33760 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Salerno Financial Group (D.b.a. For Advisory Business) Clearwater FL 01/2012 Present
C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors Westlake OH 09/2014 Present
  • 01/2012 → Present
    Salerno Financial Group (D.b.a. For Advisory Business)
    Clearwater, FL
  • 09/2014 → Present
    C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors
    Westlake, OH
Previous Registrations
  • 2008-04-15 → 2010-10-15
    American Investment Services
    Palm Harbor, FL
Other Businesses

(1) Fixed Insurance: Joseph Salerno is a licensed insurance agent conducting business from his registered location. In this capacity, he may offer fixed insurance products including but not limited to life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. Joseph Salerno spends approx. 10 hrs/week during trading hours on this activity. (2) Joseph Salerno is the Owner of Salerno Financial Group which is the operating entity for Mr. Salerno's advisory and insurance business and the dba he uses to promote his advisory activities. Mr. Salerno spends approximately forty hours per week during trading hours working under this entity. (3) Joseph Salerno is the Co-Owner of Florida-Georgia life, LLC, a merchandise sale business. Mr. Salerno spends 0 hours per month on this activity during securities trading hours. This is not an investment-related activity.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-12
S63 Uniform Securities Agent State Law Examination 1996-03-20
  • S65 Uniform Investment Adviser Law Examination
    2014-08-12
  • S63 Uniform Securities Agent State Law Examination
    1996-03-20
Other Names
  • Joe Salerno
  • Joseph Michael Salerno

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