Allen Cecil Rogers

Current Employers

Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-01-08
AR	RA	APPROVED	2016-08-01

TX RA
APPROVED_RES

Since 2021-01-08
AR RA
APPROVED

Since 2016-08-01

Branch Locations

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

910 W Trimble Ave Suite 2, Berryville, AR 72616 • United States

One North Brentwood Blvd. Suite 850, St. Louis, MO 63105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Benjamin F Edwards & Co	Berryville	AR	07/2016	Present

07/2016 → Present

Benjamin F Edwards & Co

Berryville, AR

Previous Registrations

2008-01-01 → 2016-07-06

Wells Fargo Clearing Services, Llc

Berryville, AR
2005-08-22 → 2008-01-01

A. G. Edwards & Sons, Inc.

Berryville, AR

St. Louis, MO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-08-20
S63	Uniform Securities Agent State Law Examination	1991-11-07

S65 Uniform Investment Adviser Law Examination

2005-08-20
S63 Uniform Securities Agent State Law Examination

1991-11-07

Other Names

Allen C Rogers

View on SEC IAPD

Current Employers

Benjamin F. Edwards & Company, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews