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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-07-12 |
| MO | RA | APPROVED | 2008-12-05 |
Branch Locations
133 Chesterfield Business Pkwy, Chesterfield, MO 63005 • United States
St Paul, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Chesterfield | MO | 12/2008 | Present |
1. 8/11/2015 - ST. LOUIS RETIREMENT ADVISORS, LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START DATE: 11/01/2015 - 160 Hours Per Month/140 Hours During Securities Trading. 2. 3/8/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary Public - Start Date: 11/01/2018 - 1 Hour Per Month During Securities Trading - Notary for state of Missouri. 3. 5/9/2019 - Picket Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 04/15/2019 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 10/5/2019 - JJ&S Property - Investment Related - 133 Chesterfield Business Parkway, Chesterfield, Mo. 63005 - Real Estate Rental - Started 11/20/13 - 4 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-28 |
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