John Anthony Ehardt

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2000 → Present
  Lpl Financial, Llc
  Traverse City, MI
• 04/2002 → Present
  Advanced Financial Group, Inc.
  Traverse City, MI

Other Businesses

(1) 02/28/2002: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) (2) 11/14/2005: No Business Name - Real Estate Rental - Investment Related - At Reported Business Location(s) - Purchase and rent primary residential family homes (3) 07/22/2011: 2121 North Four Mile Road, LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - 1% Time Spent - Shared Ownership of an office building. Partner of LLC that owns the office building. (4) 09/29/2015: Advanced Financial Group, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - 1925 Coral Lane, Traverse City, MI 49686 - Start 01/06/2000 - 160 Hr/Mo; 6 Hour(s) During Securities Trading - DBA for our LPL business (5) 04/13/2016: No Business Name - Non-Variable Insurance - Investment Related - 1925 Coral Ln, Traverse City, MI 49686 - Start 03/25/2016 - 1 Hr/Mo; 0 Hour(s) During Securities Trading - Set up of special marketing agreement with Penn Mutual to allow additional compensation on IUL policies that are sold through our office.

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-07-01

Designations

• Certified Financial Planner