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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-02-26 |
| MI | RA | APPROVED | 2010-05-14 |
Branch Locations
1925 Coral Lane, Traverse City, MI 49686 • United States
Traverse City, MI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Traverse City | MI | 01/2000 | Present |
| Advanced Financial Group, Inc. | Traverse City | MI | 04/2002 | Present |
(1) 02/28/2002: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) (2) 11/14/2005: No Business Name - Real Estate Rental - Investment Related - At Reported Business Location(s) - Purchase and rent primary residential family homes (3) 07/22/2011: 2121 North Four Mile Road, LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - 1% Time Spent - Shared Ownership of an office building. Partner of LLC that owns the office building. (4) 09/29/2015: Advanced Financial Group, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - 1925 Coral Lane, Traverse City, MI 49686 - Start 01/06/2000 - 160 Hr/Mo; 6 Hour(s) During Securities Trading - DBA for our LPL business (5) 04/13/2016: No Business Name - Non-Variable Insurance - Investment Related - 1925 Coral Ln, Traverse City, MI 49686 - Start 03/25/2016 - 1 Hr/Mo; 0 Hour(s) During Securities Trading - Set up of special marketing agreement with Penn Mutual to allow additional compensation on IUL policies that are sold through our office.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-07-01 |
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