Danielle Ann Newman

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2024-07-02
TX	RA	APPROVED_RES	2023-03-13
MD	RA	APPROVED	1999-07-01

VA RA
APPROVED

Since 2024-07-02
TX RA
APPROVED_RES

Since 2023-03-13
MD RA
APPROVED

Since 1999-07-01

Branch Locations

2661 Riva Rd Ste 1020 [Dq-Rbo], Annapolis, MD 21401 • United States

Arlington, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Bel Air	MD	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Bel Air	MD	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Bel Air, MD
11/2016 → Present

Wells Fargo Clearing Services, Llc

Bel Air, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-03-26
S63	Uniform Securities Agent State Law Examination	1991-08-23

S65 Uniform Investment Adviser Law Examination

1999-03-26
S63 Uniform Securities Agent State Law Examination

1991-08-23

Other Names

Danielle Ecker
Danielle Ann Ecker

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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