Robert Jon Fiondella

Current Employers

Employment History

• 05/1990 → Present
  Fiondella Insurance And Retirement Plann
  Farmington, CT
• 12/2002 → 02/2026
  M. Holdings Securities, Inc.
  Portland, OR
• 06/2009 → Present
  Wealth Preservation Partners
  Simsbury, CT
• 02/2026 → Present
  Lpl Financial Llc
  Simsbury, CT

Previous Registrations

• 2003-02-27 → 2026-02-02
  M Holdings Securities, Inc.
  Weatogue, CT
• 2002-11-15 → 2003-01-13
  Main Street Management Company
  Simsbury, CT

Other Businesses

1. 01/2026 - M FINANCIAL GROUP - Non-Variable Insurance - Investment Related - 20 Hrs/Mth - 20 Hrs During Trading - Portland, OR 97209 - OBA Start Date: 01/03/2000 2. 01/2026 - RF CAPITAL LLC - Mortgage/Real Estate Services - Investment Related - 1 Hrs/Mth - 1 Hrs During Trading - New Britain, CT 06052 - OBA Start Date: 09/08/2009 3. 01/2026 - FF&W LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - 0 Hrs/Mth - 0 Hrs During Trading - Weatogue, CT 06089 - OBA Start Date: 01/01/2000 4. 01/2026 - WEALTH PRESERVATION PARTNERS - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 160 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 02/02/2026 5. 01/2026 - Fiondella Insurance and Retirement Planning - Business Entity For Tax/Investment Purposes Only - Investment Related - 160 Hrs/Mth - 160 Hrs During Trading - Weatogue, CT 06089 - OBA Start Date: 01/01/1993

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-22
• S63 Uniform Securities Agent State Law Examination
  1993-09-08

Other Names

• Bob Fiondella