Nolan Christopher Glenn

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2025 → 02/2026
  M Holdings Securities, Inc.
  Portland, OR
• 06/2019 → 03/2025
  Factset Research Systems
  Norwalk, CT
• 07/2018 → 06/2019
  Rocaton Investment Advisors
  Norwalk, CT
• 06/2017 → 08/2017
  Travelers
  Hartford, CT
• 08/2016 → 06/2017
  Bryant University
  Smithfield, RI
• 08/2017 → 05/2018
  Bryant University
  Smithfield, RI
• 05/2018 → 07/2018
  Unemployed
  Unionville, CT
• 02/2026 → Present
  Lpl Financial
  Weatogue, CT

Previous Registrations

• 2025-06-24 → 2026-02-02
  M Holdings Securities, Inc.
  Weatogue, CT

Other Businesses

1. 01/2026 - Wealth Preservation Partners - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 160 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 02/02/2026

Exams

• S66 Uniform Combined State Law Examination
  2025-06-23