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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2011-10-03 |
| TX | RA | APPROVED_RES | 2011-09-09 |
Branch Locations
1 Harbour Place Suite 125, Portsmouth, NH 03801 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Portsmouth | NH | 08/2011 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. Various bands; Not Investment related; saxaphone player in various bands; player (proprietor, partner, officer, director, employee, trustee, agent); Jan 2018; Occasionally perform gigs in local establishments, parties.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-02 |
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