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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2005-04-21
  • OH RA
    APPROVED
    Since 2005-04-21

Branch Locations

9545 Kenwood Rd Ste 103, Cincinnati, OH 45242 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 04/2005 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2005 Present
Previous Registrations
  • 2000-01-01 → 2005-04-26
    Osaic Fa, Inc.
    Cincinnati, OH
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 05/2005, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 40 HR/MO TRADING. 2) KENWOOD FINANCIAL GROUP, 9545 KENWOOD RD, STE 103, CINCINNATI, OH, 05/01/2005, Owner, Owner/Partner of a Business Entity, INV REL, 24 HR/MO, 4 HR/MO TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-07-10
  • S63 Uniform Securities Agent State Law Examination
    1992-07-10
Designations
Other Names
  • Darrell Eugene Hooker

View on SEC IAPD

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