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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-05-02 |
| TX | RA | APPROVED | 2023-05-02 |
Branch Locations
2021 S. Lindbergh Blvd. 3Rd Floor, Frontenac, MO 63131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scott Niekamp | Chesterfield | MO | 12/2008 | 01/2018 |
| Northwestern Mutual Investment Services, Llc | Chesterfield | MO | 06/2009 | 01/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2009 | 01/2018 |
| Stephen Gross | Chesterfield | MO | 02/2011 | 01/2018 |
| Wells Fargo Clearing Services Llc | Frontenac | MO | 01/2018 | 05/2023 |
| Stifel, Nicolaus & Company, Incorporated | Frontenac | MO | 05/2023 | Present |
1. UBER, 1323 Avondale Spring Dr OFallon MO 63368; Driver; 3/19/2018, 10 hours per month; not during securities trading hours; not investment related LYFT,1323 Avondale Spring Dr OFallon MO 63368; Driver; 3/19/2018, 4 hours per month; not during securities trading hours; not investment related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-03-29 |
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