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1 Corporate Drive Suite 225, Shelton, CT 06484 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-01 |
Branch Locations
1 Corporate Drive Suite 225, Shelton, CT 06484 • United States
225 Broadhollow Rd. Suite 400E, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pivotal Planning Group, Llc | Jericho | NY | 01/2016 | 05/2021 |
| Procyon Advisors, Llc | Melville | NY | 05/2021 | Present |
| Procyon Institutional Partners, Llc | Melville | NY | 05/2021 | 12/2021 |
1) Procyon Tax, LLC; Not investment related; Office of Employment address; Referral Business for Tax Services; Partner; 1/1/2022; 10 Hours per month; Refer clients if they need in house tax help. 2) Procyon Risk, LLC; Investment related; 1 Corporate Drive, 225, Shelton, CT. 06484; Property & Casualty Insurance; Partner; 7/1/2022; 10 hours per month; Partner 3) Insurance Sales; Same address; Non-investment related; 10 hours of time spent per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-25 |
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