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Michael John Desmond

Procyon

Shelton, CT

Melville, NY

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Current Employers
Procyon

1 Corporate Drive Suite 225, Shelton, CT 06484 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-01
  • NY RA
    APPROVED
    Since 2021-06-01

Branch Locations

1 Corporate Drive Suite 225, Shelton, CT 06484 • United States

225 Broadhollow Rd. Suite 400E, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pivotal Planning Group, Llc Jericho NY 01/2016 05/2021
Procyon Advisors, Llc Melville NY 05/2021 Present
Procyon Institutional Partners, Llc Melville NY 05/2021 12/2021
  • 01/2016 → 05/2021
    Pivotal Planning Group, Llc
    Jericho, NY
  • 05/2021 → Present
    Procyon Advisors, Llc
    Melville, NY
  • 05/2021 → 12/2021
    Procyon Institutional Partners, Llc
    Melville, NY
Previous Registrations
  • 2021-06-01 → 2021-12-31
    Procyon Institutional Partners, Llc
    Shelton, CT
    Melville, NY
  • 2016-04-25 → 2021-07-27
    Pivotal Planning Group, Llc
    Melville, NY
  • 2015-05-28 → 2016-01-20
    Patchogue, NY
    New York, NY
  • 2015-01-14 → 2015-04-08
    American Portfolios Advisors, Inc
    Holbrook, NY
  • 2005-10-14 → 2006-04-20
    1St Worldwide Advisors, Llc.
    Shrewsbury, NJ
Other Businesses

1) Procyon Tax, LLC; Not investment related; Office of Employment address; Referral Business for Tax Services; Partner; 1/1/2022; 10 Hours per month; Refer clients if they need in house tax help. 2) Procyon Risk, LLC; Investment related; 1 Corporate Drive, 225, Shelton, CT. 06484; Property & Casualty Insurance; Partner; 7/1/2022; 10 hours per month; Partner 3) Insurance Sales; Same address; Non-investment related; 10 hours of time spent per month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-09-19
S63 Uniform Securities Agent State Law Examination 1991-10-25
  • S65 Uniform Investment Adviser Law Examination
    1997-09-19
  • S63 Uniform Securities Agent State Law Examination
    1991-10-25
Other Names
  • Mike Desmond

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