Kim W Suchy

Employer firm

Ausdal Financial Partners, Inc. CRD 7995

$3.73B regulatory AUM 665 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• ADVICE ON UMA PLATFORMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → 03/2020
  Optimum Investment Advisors
  Chicago, IL
• 03/2020 → 06/2020
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 06/2020 → Present
  Ausdal Financial Partners, Inc.
  Davenport, IA

Previous Registrations

• 2011-04-19 → 2020-08-03
  Optimum Investment Advisors, Llc
  Chicago, IL
• 2020-03-13 → 2020-07-13
  Cambridge Investment Research Advisors, Inc.
  Chicago, IL
• 2006-05-12 → 2011-04-06
  William Blair
  Chicago, IL
  Chicago, IL
  Chicago, IL

Other Businesses

COMMONWEALTH ASSET MANAGEMENT; INVESTMENT RELATED; NAPLES, FL; REAL ESTATE RENTAL; OWNER; ACTIVITY BEGAN 05/2026; I DEVOTE LESS THAN ONE HOUR PER MONTH TO THIS ACTIVITY WITH NONE OF THIS TIME DURING TRADING HOURS; LANDLORD RESPONSIBILITIES. CORNERSTONE ASSET MANAGEMENT GROUP; INVESTMENT RELATED; NAPLES, FL AND WESTERN SPRINGS, IL; OWNER; ACTIVITY BEGAN 06/2020; I DEVOTE APPX 160 HOURS PER MONTH TO THIS ACTIVITY ALL DURING TRADING HOURS; INVESTMENT ADVISOR.

Exams

• S66 Uniform Combined State Law Examination
  2006-05-11

Other Names

• Kim Suchy