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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 1999-09-19
  • OH RA
    APPROVED
    Since 1999-09-19

Branch Locations

137 W 3Rd St, Perrysburg, OH 43551 • United States

Perrysburg, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Toledo OH 09/2005 03/2020
Ameriprise Financial Services, Llc Perrysburg OH 03/2020 Present
Other Businesses

Business Ownership; KF2022, LLC; owner; You are permitted to establish a legal entity (e.g., LLC, S Corp, Personal Service Corporation) to support your practice or team (i.e. manage the day-to-day operations and expenses of your practice or team).; 137 W 3rd Street, , Perrysburg, OH, 43551; Investment-Related; 11/04/2022; 1 to 9 hours per month; 0 during trading hours. Outside Employment; KF2022, LLC; owner - owner; ; 137 W 3rd Street, , Perrysburg, OH, 43551; Investment-Related; 11/04/2022; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-01-29
  • S63 Uniform Securities Agent State Law Examination
    1993-01-29

View on SEC IAPD

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