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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2019-09-03 |
| TX | RA | APPROVED | 2019-09-03 |
Branch Locations
403 Roper Creek Drive 2Nd Floor, Greenville, SC 29615 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Greenville | SC | 02/2013 | 08/2019 |
| Janney Montgomery Scott Llc | Greenville | SC | 09/2019 | Present |
1. Bullseye Property LLC; Commercial Real Estate purchase and lease to Janney; 403 Roper Creek Drive, Greenville, SC 29615; Start date 09/16/2019; Co-owner w/Edwin Waingart; Owner and Lessor; 5hr/month; 0.25hr/day; Investment-Related. 2. Thornblade Club, Greer, SC. President of the Country Club (05/2026). Not investment related, not compensated, 20 hours/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-04 |
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