Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-03-08
GA RA APPROVED 2008-04-30
  • TX RA
    APPROVED_RES
    Since 2011-03-08
  • GA RA
    APPROVED
    Since 2008-04-30

Branch Locations

2520 Northwinds Pkwy Ste 200 Two Northwinds Center, Alpharetta, GA 30009 • United States

Roswell, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Alpharetta GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Alpharetta GA 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-11
S63 Uniform Securities Agent State Law Examination 1997-01-09
  • S65 Uniform Investment Adviser Law Examination
    1997-12-11
  • S63 Uniform Securities Agent State Law Examination
    1997-01-09

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Alpharetta, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor