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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-12-06 |
Branch Locations
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Quest Capital Strategies, Inc. | Lake Forest | CA | 03/2014 | 12/2019 |
| Spates Partners, Llc | Thermal | CA | 01/2010 | Present |
| Stonex Securities Inc | San Diego | CA | 12/2019 | Present |
| Stonex Advisors Inc | San Diego | CA | 12/2019 | Present |
SPATES PARTNERS, LLC, NON INVESTMENT RELATED. 85435 MIDDLETON ST, THERMAL, CA 92274. NATURE OF BUSINESS: SPATES IS FAMILY REAL ESTATE PARTNERSHIP. 1% OWNER, POSITION: LIMITED PARTNER. STARTED 1/2010. 0 HR/MONTH, 0 HR/MONTH DURING TRADING HOURS. DUTIES: NONE. PERSONAL ITEM, NON-INVESTMENT RELATED. SAN DIEGO, CA 92130. NATURE OF BUSINESS : PERSONAL ITEM, NO CONTROL. 100% OWNER. POSITION : PERSONAL. STARTED: 12/12/12. 0HR/MONTH, 0HR/MO DURING TRADING HOURS. DUTIES: NONE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-07 |
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