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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-02-05 |
| MD | RA | APPROVED | 2025-01-06 |
| MS | RA | APPROVED | 2024-01-23 |
| OH | RA | APPROVED | 2023-01-31 |
| AL | RA | APPROVED | 2010-04-21 |
Branch Locations
3500 Blue Lake Drive Suite 220, Birmingham, AL 35243 • United States
Birmingham, AL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company Of America | Birmingham | AL | 02/2010 | Present |
| Park Avenue Securities | Birmingham | AL | 03/2010 | Present |
| Guardian Life Insurance Company | Huntsville | AL | 09/2017 | 06/2018 |
| Park Avenue Securities | Huntsville | AL | 09/2017 | 06/2018 |
| Guardian Life Insurance Company | Birmingham | AL | 06/2024 | Present |
| Guardian Life Insurance Company | Birmingham | AL | 06/2024 | Present |
1) Vindex Financial Partners-Insurance outside of Guardian, Start: 12/20/2017, Address: 3500 Blue Lake Dr., Suite 220 Birmingham, AL 35243, 8 total hours per month 8 during securities trading hours, Investment related, Less than 10% annual compensation, 2) Authoring Books-Authoring ebooks for giveaway upon client response, Start: 03/15/2019, Address: 3500 Blue Lake Drive, Suite 220 Birmingham, AL 35243, .5 total hours per month 0 during securities trading hours, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-21 |
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