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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-03-07 |
Branch Locations
2520 Northwinds Pkwy Ste 200 Two Northwinds Center, Alpharetta, GA 30009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 07/2015 | 10/2017 |
| Wells Fargo Clearing Services, Llc | Alpharetta | GA | 10/2017 | Present |
1. AVON, NOT INV RELATED, DULUTH, GA, INDEPENDENT CONSULTANT, START 10/20/1993, 6 HOURS PER MONTH, ZERO DURING TRADING, COSMETIC SALES 2. NOTARY; ATLANTA GA; AUTHORIZING SIGNATURES; AFFILIATION STARTED 09/26/2012; 1 HOUR PER WEEK; NOT DURING SECURITIES TRADING HOURS; INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-02-16 |
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