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Keith Thomas Traynor

Traynor Capital Management

Malvern, PA

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Current Employers
Traynor Capital Management

418 E King St, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2014-11-10
TX RA APPROVED_RES 2013-08-17
PA RA APPROVED 2006-02-07
  • LA RA
    APPROVED
    Since 2014-11-10
  • TX RA
    APPROVED_RES
    Since 2013-08-17
  • PA RA
    APPROVED
    Since 2006-02-07

Branch Locations

418 E King St, Malvern, PA 19355 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Traynor Capital Management Malvern PA 02/2005 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-02-03
S63 Uniform Securities Agent State Law Examination 1991-07-10
  • S65 Uniform Investment Adviser Law Examination
    1995-02-03
  • S63 Uniform Securities Agent State Law Examination
    1991-07-10
Designations

View on SEC IAPD

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