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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-23 |
| NY | RA | APPROVED | 2021-06-29 |
Branch Locations
6320 Fly Road Suite 213, East Syracuse, NY 13057 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | East Syracuse | NY | 05/1991 | 12/2018 |
| Michael Roberts Associates, Inc. | East Syracuse | NY | 05/1991 | Present |
| Commonwealth Financial Network | Waltham | MA | 01/2019 | Present |
1. Co-owner, Michael Roberts Association, Inc. a Private Entity established to facilitate Securities, advisory, and insurance Business; as of 08/31/2018; Approximately 30% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Fixed insurance sales; as of 08/31/2018; Approximately less than 5% time spent during securities trading hours per month; Conducted at branch location; Investment related. 3. Co-owner, 5575 Thompson Rd, LLC; an entity created for the purpose of buying and managing commercial real estate at 5575 Thompson Rd, Dewitt, NY 13124, as of 6/25/2025; 5% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-07-08 |
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