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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 1997-12-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | El Cajon | CA | 12/1993 | Present |
(1) 07/10/1998: NO BUSINESS NAME - INV REL - 405 SOUTH MAGNOLIA AVE, EL CAJON, CA 92020 - NON-VARIABLE INSURANCE - 25% OF TIME SPENT (2) 08/04/1999: MICHAEL T. RUNDLETT - CONSULTING - 25% OF TIME SPENT - SMALL BUSINESS CONSULTING SERVICES (3) 5/3/2017: Highland Cell, LLC - Investment Related - Business Entity For Tax/Investment Purposes Only - Co owner - Started 02/06/2017 - 1 Hour Per Month/0 Hours During Securities Trading - No services provided, passive investment. (4) 8/17/2018 - Mike Rundlett Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/03/2018 - 160 Hours Per Month During Securities Trading. (5) 8/23/2018 - No Business Name - Investment Related - 405 South Magnolia Ave, El Cajon, CA, 92020 - Real Estate Rental - Started 12/31/2017 - 1 Hours Per Month/0 Hours During Securities Trading - Small house converted to office space.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-07-23 |
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