Michael Thomas Rundlett

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1993 → Present
  Lpl Financial Llc
  El Cajon, CA

Other Businesses

(1) 07/10/1998: NO BUSINESS NAME - INV REL - 405 SOUTH MAGNOLIA AVE, EL CAJON, CA 92020 - NON-VARIABLE INSURANCE - 25% OF TIME SPENT (2) 08/04/1999: MICHAEL T. RUNDLETT - CONSULTING - 25% OF TIME SPENT - SMALL BUSINESS CONSULTING SERVICES (3) 5/3/2017: Highland Cell, LLC - Investment Related - Business Entity For Tax/Investment Purposes Only - Co owner - Started 02/06/2017 - 1 Hour Per Month/0 Hours During Securities Trading - No services provided, passive investment. (4) 8/17/2018 - Mike Rundlett Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/03/2018 - 160 Hours Per Month During Securities Trading. (5) 8/23/2018 - No Business Name - Investment Related - 405 South Magnolia Ave, El Cajon, CA, 92020 - Real Estate Rental - Started 12/31/2017 - 1 Hours Per Month/0 Hours During Securities Trading - Small house converted to office space.

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-07-23

Designations

• Certified Financial Planner