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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-06-13 |
| PA | RA | APPROVED | 2016-11-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Derek Batz | Dushore | PA | 01/2001 | Present |
| Lpl Financial Llc | Dushore | PA | 04/2004 | Present |
1. 3/31/2004: SULLIVAN COUNTY FINANCIAL SERVICES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 114 CARPENTER STREET, DUSHORE, PA 18614 2. 03/02/2009: DEREK A. BATZ - HOME BASED - MOTORCYCLE PARTS - 5% OF TIME SPENT - SELL MOTORCYCLE PARTS OUT OF MY HOME AND ON EBAY 3. 10/25/2010: NO BUSINESS NAME - TAX PREP / ACCOUNTING / BOOKKEEPING - 5% OF TIME SPENT - BOOKKEEPING ACTIVITIES 4. 11/8/2011: NO BUSINESS NAME - INV REL - 114 CARPENTER STREET, DUSHORE, PA 18614 - NON-VARIABLE INSURANCE - 3% OF TIME SPENT - SELLING INDIVIDUAL HEALTH INSURANCE 5. 12/24/2014: DEREK BATZ - INV REL - 114 CARPENTER STREET, PO BOX 488, DUSHORE, PA 18614 - TAX PREP/ACCOUNTING/CPA - START 02/11/2004 - 5 HR/MO 1 DURING SECS TRDG HRS - INCOME TAX PREPARATION
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 1991-06-21 |
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