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John Tovar

Charles Schwab & Co., Inc.

Phoenix, AZ

Westlake, TX

CRD 2150825

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-21
  • TX RA
    APPROVED
    Since 2021-05-21

Branch Locations

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Inc. Fort Worth TX 07/2010 12/2022
Charles Schwab And Co., Inc. Fort Worth TX 12/2022 Present
  • 07/2010 → 12/2022
    Td Ameritrade Inc.
    Fort Worth, TX
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Fort Worth, TX
Previous Registrations
  • 2005-11-29 → 2022-10-14
    Td Ameritrade, Inc.
    Fort Worth, TX
    Fort Worth, TX
    Westlake, TX
    San Diego, CA
    San Diego, CA
    San Diego, CA
    Westlake, TX
    Omaha, NE
    Westlake, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-07
S63 Uniform Securities Agent State Law Examination 1991-07-19
  • S65 Uniform Investment Adviser Law Examination
    1998-07-07
  • S63 Uniform Securities Agent State Law Examination
    1991-07-19
Other Names
  • John Vincent Tovar

View on SEC IAPD

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