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Employer firm

Northern Capital Management, Inc. CRD 111379

$527M regulatory AUM 8 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Northern Capital Management, Inc.

2700 South Southeast Boulevard Suite 205, Spokane, WA 99223-4984 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-04-11
WA RA APPROVED 2011-11-05
  • TX RA
    APPROVED_RES
    Since 2014-04-11
  • WA RA
    APPROVED
    Since 2011-11-05

Branch Locations

2700 South Southeast Boulevard Suite 205, Spokane, WA 99223-4984 • United States

Northern Capital Retirement Services, Inc.

2700 S Southeast Boulevard Suite 205, Spokane, WA 99223 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2013-04-15
  • WA RA
    APPROVED
    Since 2013-04-15

Branch Locations

2700 S Southeast Boulevard Suite 205, Spokane, WA 99223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Capital Management, Inc. Spokane WA 06/2010 Present
Northern Capital Retirement Services, Inc. Spokane WA 01/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-04
  • S66 Uniform Combined State Law Examination
    2011-11-04
Designations
  • Certified Financial Planner
Other Names
  • Laura Elizabeth Stutzke
  • Laura Elizabeth Hail-Stutzke
  • Laura Elizabeth Hail Stutzke

View on SEC IAPD

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