Perry S Richards

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1991 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Greenwich, CT
• 07/2011 → Present
  Bank Of America, N.A.
  Beverly Hills, CA

Other Businesses

I*4718295 Entity Type: Fiduciary role Name of OBA: P. S R. TTEE K. K R. TTEE U/A DTD 12/09/2003 Address: Pacific Palisades, California, 90272 Investment Related: No Position, Title, Association: TTEE//GRANTR Employee Start Date: 06/15/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: TTEE//GRANTR/Self, Spouse

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-08-17
• S63 Uniform Securities Agent State Law Examination
  1991-07-18

Other Names

• Perry Spencer Richards