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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-06-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Phoenix | AZ | 05/2006 | Present |
| Td Ameritrade, Inc. | Phoenix | AZ | 07/2021 | 06/2024 |
1) Selling Vintage Clothes | Investment Related:No|Retail|Seller|3/2/2026|Less than 20|0|Not sure if this qualifies but in case it results in profit: I collect vintage and antique clothes from the 1800s to 1980s and plan on selling some of my collection. This will be a going concern.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-09 |
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