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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2015-07-07 |
Branch Locations
800 Shades Creek Parkway Suites 750 & 775, Birmingham, AL 35209 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 07/2015 | Present |
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 07/2015 | Present |
1. MOUNTAIN BROOK CHAMBER OF COMMERCE; 101 HOYT LANE MOUNTAIN BROOK AL 35213; CHAMBER OF COMMERCE; PAST PRESIDENT/ BOARD MEMBER; HELP BUSINESSES IN THE COMMUNITY; AFFILIATION STARTED 01/01/2009; 3 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT RELATED. 2. JH Outback Birmingham Board Member; 402 Office Park Dr, Suite 310, Birmingham, AL 35223; Outdoor content and adventure ranch that travels around the nation; Board Member; Guide the direction of JH Outback Birmingham; 06/22/2020; 2 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 3. Vestavia Country Club Board of Governors; 400 Beaumont Dr Birmingham AL 35216; Country Club; Board Member; Meet monthly to govern the operation of the Club; 1/24/2024; 2 hours per Month; not during securities trading hours; not inv related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-29 |
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