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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-10-04
TX RA APPROVED_RES 2005-09-27
IL RA APPROVED 2002-08-05
  • WI RA
    APPROVED
    Since 2024-10-04
  • TX RA
    APPROVED_RES
    Since 2005-09-27
  • IL RA
    APPROVED
    Since 2002-08-05

Branch Locations

1411 Opus Place, Downers Grove, IL 60515 • United States

1590 S Milwaukee Ave, Libertyville, IL 60048 • United States

Westmont, IL • United States

Hayward, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Downers Grove IL 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Previous Registrations
  • 2001-03-26 → 2002-08-05
    Lutheran Brotherhood Securities Corp.
    Itasca, IL
Other Businesses

BLUE CROSS/BLUE SHIELD POSITION: Rep NATURE: Old renewals from previous business relationship INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/02/1995 ADDRESS: 1411 Opus Pl, Ste 210, Downers Grove IL 60515, United States DESCRIPTION: None TIMOTHY CHRISTIAN FOUNDATION BOARD POSITION: Member NATURE: School Foundation Board - MemberSupporting Timothy Christian School INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2022 ADDRESS: 188 W. Butterfield Rd, Elmhurst IL 60126, United States DESCRIPTION: 2 meetings per yearDistribute money from foundation for school needs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-28
S63 Uniform Securities Agent State Law Examination 1991-07-30
  • S65 Uniform Investment Adviser Law Examination
    1999-06-28
  • S63 Uniform Securities Agent State Law Examination
    1991-07-30

View on SEC IAPD

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