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125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2022-01-14 |
| TX | RA | APPROVED | 2022-01-11 |
| NY | RA | APPROVED | 2021-02-05 |
Branch Locations
125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
168 Forest Ave, Ste 203, Locust Valley, NY 11560 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Provident Mutual | Glen Cove | NY | 11/1990 | Present |
| Sterling Monroe Securities, Llc | Locust Valley | NY | 01/2003 | 10/2018 |
| Diefendorf Planning Services | Locust Valley | NY | 01/1995 | Present |
| Consolidated Portfolio Review, Corp | Locust Valley | NY | 05/2003 | Present |
| Vanderbilt Securities, Llc | Woodbury | NY | 09/2018 | Present |
| 3D Wealth Ria, Llc | Locust Valley | NY | 04/2019 | Present |
1) Diefendorf Planning Services, LTD.; Not Investment Related. Start date: 01/01/2022. Address: 168 Forest Ave Suite 203 Locust Valley NY, 11560. Title: Officer. Duties: Writing Agent Client Facing. Time spent during regular hours: 5% 2)Consolidated Portfolio Review Corp. Investment related. Start date: 01/01/2022. Address: 168 Forest Ave Suite 203 Locust Valley NY, 11560. Title: Advisor. Duties: Advisor client facing. Time spent during regular hours: 75% 3) Retirement Planning & Administration; Qualified Plan Administration; Investment related. Start date: 01/01/2022. Address: 168 Forest Ave, Locust Valley NY, 11560. Title: Advisor. Duties: Advisor client facing. Time spent during regular hours: 10% 4) 3D Wealth Insurance Services, LLC; Not Investment related. Start date: 01/01/2022. Address: 168 Forest Ave, Suite 203 Locust Valley NY, 11560. Title: Officer. Duties: Providing client insurance capital needs analysis. Time spent during regular hours: 5% 5) 4 Anchorage Lane Owners, Inc. Not Investment Related. Start Date : 06/01/2022. Address : 4 Anchorage Lane Apt 10A Oyster Bay New York 11771. Position: President. Duties: Oversite of financial, projects and wellbeing of the cooperative. Time spent during regular hours : 5%. 6) 772nd Palumbo Group LLC. Not investment related. Start date: 07/01/2023. Address: 168 Forest Ave Suite 203 Locust Valley NY, 11560. Title: President/Officer. Duties: Sales of fixed insurance products, group major medical, and LTC. Time spent during regular hours: 5%.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-08-07 |
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