Mark Bryan Lewis

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-03-20
OR	RA	APPROVED	2009-06-16

TX RA
APPROVED_RES

Since 2024-03-20
OR RA
APPROVED

Since 2009-06-16

Branch Locations

121 Sw Morrison Suite 1800, Portland, OR 97204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Portland	OR	04/2009	Present

04/2009 → Present

Stifel Nicolaus & Co Inc

Portland, OR

Other Businesses

1. Legal Name: Mark Lewis; 12790 Se Callahan Rd Portland OR 97086; rental house; Owner; affiliation started 08/15/2012; 0.0 hours per day; not during securities trading hours; not investment-related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-10-07
S63	Uniform Securities Agent State Law Examination	1991-07-10

S65 Uniform Investment Adviser Law Examination

1994-10-07
S63 Uniform Securities Agent State Law Examination

1991-07-10

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews