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Kenneth Alan Wall

LPl Financial LLC

Coeur D'ALene, ID

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2024-04-03
  • ID RA
    APPROVED
    Since 2024-04-03

Branch Locations

1250 W Ironwood Dr, Ste 320, Coeur D'ALene, ID 83814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial, Inc. Phoenix AZ 01/2009 09/2023
Osaic Wealth, Inc. Coeur D'ALene ID 09/2023 04/2024
Lpl Financial Coeur D'ALene ID 04/2024 Present
  • 01/2009 → 09/2023
    Sagepoint Financial, Inc.
    Phoenix, AZ
  • 09/2023 → 04/2024
    Osaic Wealth, Inc.
    Coeur D'ALene, ID
  • 04/2024 → Present
    Lpl Financial
    Coeur D'ALene, ID
Previous Registrations
  • 2023-09-01 → 2024-04-08
    Osaic Wealth, Inc.
    Coeur D'ALene, ID
  • 2020-07-16 → 2023-09-01
    Osaic Services, Inc.
    Phoenix, AZ
    Coeur D'ALene, ID
Other Businesses

1- 04/2024 / Financial Strategies / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-30
S63 Uniform Securities Agent State Law Examination 1991-08-12
  • S65 Uniform Investment Adviser Law Examination
    1996-10-30
  • S63 Uniform Securities Agent State Law Examination
    1991-08-12
Other Names
  • Ken Wall
  • Kenneth Alan Wall
  • Kenneth Wall

View on SEC IAPD

Other Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
RAYMOND JAMES & ASSOCIATES, INC.
SANCTUARY ADVISORS, LLC
WARDIAN WEALTH MANAGEMENT, INC.
MADISON AVENUE SECURITIES, LLC
EDWARD JONES
OSAIC WEALTH, INC.

Other Investors

WILLIAM PATRICK DOUGHERTY
MARLA KAY RINGLING
Tad Peter Johnson
KEVIN SCOTT MCCLELLAND
DEVLIN Cate FLAMM
ANTHONY ALAN OSS
MICHELLE SCHINI HANELINE
Brian Michael Parasida

Other Offices

LPL FINANCIAL LLC · COEUR D'ALENE, ID
STIFEL, NICOLAUS & COMPANY, INCORPORATED · COEUR D'ALENE, ID
WELLS FARGO CLEARING SERVICES, LLC · COEUR D'ALENE, ID
RAYMOND JAMES & ASSOCIATES, INC. · Coeur D Alene, ID
SANCTUARY ADVISORS, LLC · COEUR D'ALENE, ID
LPL FINANCIAL LLC · COEUR D'ALENE, ID
WARDIAN WEALTH MANAGEMENT, INC. · COEUR D'ALENE, ID
MADISON AVENUE SECURITIES, LLC · COEUR D'ALENE, ID

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