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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-12-15 |
| CA | RA | APPROVED | 2023-11-17 |
Branch Locations
101 S Rodeo Dr, Beverly Hills, CA 90212 • United States
9595 Wilshire Blvd Pbig - Beverly Hills, Beverly Hills, CA 90212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Credit Suisse Securities (Usa) Llc | Los Angeles | CA | 03/2014 | 12/2017 |
| Dinan & Company, Llc | Phoenix | AZ | 02/2018 | 07/2019 |
| Dinan Capital Advisors | Phoenix | AZ | 02/2018 | 07/2019 |
| Unemployed | Los Angeles | CA | 01/2018 | 02/2018 |
| Bofa Securities, Inc. | Los Angeles | CA | 09/2019 | Present |
| Unemployed | West Hills | CA | 07/2019 | 09/2019 |
| Bank Of America N.A. | Beverly Hills | CA | 11/2023 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Beverly Hills | CA | 09/2019 | Present |
I*4748274, Entity Type: , Name of OBA: USC Marshall Dean's Alumni Council, Address: Los Angeles, California, 90015, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 07/01/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: The DAC is comprised of alumni from the USC Marshall School of Business and USC Leventhal School of Accounting. Its purpose is to serve as a working board for the school across programs related to alumni career engagement, lifelong learning, philanthropic education, our signature program¿the Leadership Summit¿and student engagement. The Deans' Alumni Council (DAC) is comprised of dedicated alumni volunteer leaders who serve as representative voices and ambassadors of the school within the global Marshall Community. This working advisory council for the dean helps guide annual programming and initiatives that advance the school¿s strategic vision, including business networking and fostering a strong culture of philanthropy.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-28 |
| S66 | Uniform Combined State Law Examination | 2006-02-23 |
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