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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-12-15
CA RA APPROVED 2023-11-17
  • TX RA
    APPROVED
    Since 2023-12-15
  • CA RA
    APPROVED
    Since 2023-11-17

Branch Locations

101 S Rodeo Dr, Beverly Hills, CA 90212 • United States

9595 Wilshire Blvd Pbig - Beverly Hills, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Credit Suisse Securities (Usa) Llc Los Angeles CA 03/2014 12/2017
Dinan & Company, Llc Phoenix AZ 02/2018 07/2019
Dinan Capital Advisors Phoenix AZ 02/2018 07/2019
Unemployed Los Angeles CA 01/2018 02/2018
Bofa Securities, Inc. Los Angeles CA 09/2019 Present
Unemployed West Hills CA 07/2019 09/2019
Bank Of America N.A. Beverly Hills CA 11/2023 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Beverly Hills CA 09/2019 Present
  • 03/2014 → 12/2017
    Credit Suisse Securities (Usa) Llc
    Los Angeles, CA
  • 02/2018 → 07/2019
    Dinan & Company, Llc
    Phoenix, AZ
  • 02/2018 → 07/2019
    Dinan Capital Advisors
    Phoenix, AZ
  • 01/2018 → 02/2018
    Unemployed
    Los Angeles, CA
  • 09/2019 → Present
    Los Angeles, CA
  • 07/2019 → 09/2019
    Unemployed
    West Hills, CA
  • 11/2023 → Present
    Bank Of America N.A.
    Beverly Hills, CA
  • 09/2019 → Present
    Beverly Hills, CA
Previous Registrations
  • 2023-11-13 → 2023-11-17
    Los Angeles, CA
  • 2009-06-01 → 2013-07-11
    New York, NY
    Los Angeles, CA
  • 2006-03-03 → 2009-06-01
    Morgan Stanley & Co. Llc
    New York, NY
    New York, NY
Other Businesses

I*4748274, Entity Type: , Name of OBA: USC Marshall Dean's Alumni Council, Address: Los Angeles, California, 90015, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 07/01/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: The DAC is comprised of alumni from the USC Marshall School of Business and USC Leventhal School of Accounting. Its purpose is to serve as a working board for the school across programs related to alumni career engagement, lifelong learning, philanthropic education, our signature program¿the Leadership Summit¿and student engagement. The Deans' Alumni Council (DAC) is comprised of dedicated alumni volunteer leaders who serve as representative voices and ambassadors of the school within the global Marshall Community. This working advisory council for the dean helps guide annual programming and initiatives that advance the school¿s strategic vision, including business networking and fostering a strong culture of philanthropy.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-04
S63 Uniform Securities Agent State Law Examination 2018-09-28
S66 Uniform Combined State Law Examination 2006-02-23
  • S65 Uniform Investment Adviser Law Examination
    2023-10-04
  • S63 Uniform Securities Agent State Law Examination
    2018-09-28
  • S66 Uniform Combined State Law Examination
    2006-02-23
Other Names
  • Ray Allen
  • Ryan P Allen
  • Ryan Allen
  • Ryan Patrick Allen
  • R P Allen

View on SEC IAPD

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