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Lee Alan Schaeffer

LPl Financial LLC

Warren, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-02-01
MI RA APPROVED 2010-07-02
  • TX RA
    APPROVED
    Since 2012-02-01
  • MI RA
    APPROVED
    Since 2010-07-02

Branch Locations

11443 13 Mile Rd., Ste. 301, Warren, MI 48093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Warren MI 02/2004 Present
  • 02/2004 → Present
    Lpl Financial
    Warren, MI
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-09-11
  • S63 Uniform Securities Agent State Law Examination
    1991-09-11
Designations
Other Names
  • Lee Alan Schaeffer

View on SEC IAPD

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Other Investors

MICHAEL JOSEPH JENNINGS
NATALIE MARIE GAJEWSKI
Brayden Steele
John C Rodriguez
Molly Gardner
HEATHER MARIE KOCSIS
Aaron Busse
BENJAMIN THOMAS LABADIE

Other Offices

LPL FINANCIAL LLC · WARREN, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Warren, MI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WARREN, MI
THE HUNTINGTON INVESTMENT COMPANY · WARREN, MI
AMERIPRISE FINANCIAL SERVICES, LLC · Warren, MI
PNC WEALTH MANAGEMENT LLC · FRASER, MI
LPL FINANCIAL LLC · WARREN, MI
J.P. MORGAN SECURITIES LLC · STERLING HEIGHTS, MI

More in Warren, MI

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