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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-07
MI RA APPROVED 2026-01-28
  • TX RA
    APPROVED
    Since 2026-04-07
  • MI RA
    APPROVED
    Since 2026-01-28

Branch Locations

30700 Schoenherr Rd, Warren, MI 48088 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Farmington Hills MI 09/2025 Present
Florida Atlantic University Boca Raton FL 08/2022 05/2025
Pure Hockey (Tsg Enterprises) Pompano Beach FL 02/2024 04/2025
Csi Worldwide Glen Mills PA 05/2023 10/2025
Anchor Bay High School Ira MI 09/2018 06/2022
Anchor Bay Middle School North New Baltimore MI 09/2015 06/2018
Bank Of America, N.A. Farmington Hills MI 11/2025 Present
  • 09/2025 → Present
    Farmington Hills, MI
  • 08/2022 → 05/2025
    Florida Atlantic University
    Boca Raton, FL
  • 02/2024 → 04/2025
    Pure Hockey (Tsg Enterprises)
    Pompano Beach, FL
  • 05/2023 → 10/2025
    Csi Worldwide
    Glen Mills, PA
  • 09/2018 → 06/2022
    Anchor Bay High School
    Ira, MI
  • 09/2015 → 06/2018
    Anchor Bay Middle School North
    New Baltimore, MI
  • 11/2025 → Present
    Bank Of America, N.A.
    Farmington Hills, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-28
  • S66 Uniform Combined State Law Examination
    2026-01-28
Other Names
  • Brayden Robert Steele

View on SEC IAPD

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