Best Investors Account Sign in
Inactive

Thomas Frederick Pflug

Pflug Koory, LLC

Omaha, NE

Claim This Profile
Current Employers
Pflug Koory, Llc

11312 'Q' Street, Omaha, NE 68137 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APP_PEND_IARCE 2026-01-01
  • NE RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

11312 'Q' Street, Omaha, NE 68137 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pflug Koory, Llc Omaha NE 09/2000 Present
Steele Capital Management, Inc. Omaha NE 03/2005 Present
  • 09/2000 → Present
    Pflug Koory, Llc
    Omaha, NE
  • 03/2005 → Present
    Steele Capital Management, Inc.
    Omaha, NE
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-06-05
  • S63 Uniform Securities Agent State Law Examination
    1991-06-05
Designations

View on SEC IAPD

Other Firms

EQUITABLE ADVISORS, LLC
MML INVESTORS SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
LPL ENTERPRISE, LLC
PFS INVESTMENTS INC.
HILEY HUNT WEALTH MANAGEMENT, INC.
INTEGRITY ALLIANCE, LLC.

Other Investors

SCOTT ALLEN SLADOVNIK
MARK ALLEN LUDWIG
Nathaniel Phillip Beam
ERIK R. ADEN
KYLEE LIN SIMON
Jack Edward Wolfgram
Bradley Thomas Kenyon
PAUL PATRICK KEATTS

Other Offices

EQUITABLE ADVISORS, LLC · OMAHA, NE
EQUITABLE ADVISORS, LLC · OMAHA, NE
MML INVESTORS SERVICES, LLC · Omaha, NE
AMERIPRISE FINANCIAL SERVICES, LLC · OMAHA, NE
CETERA INVESTMENT ADVISERS LLC · OMAHA, NE
LPL ENTERPRISE, LLC · OMAHA, NE
PFS INVESTMENTS INC. · OMAHA, NE
PFS INVESTMENTS INC. · Omaha, NE

More in Omaha, NE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor