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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2021-08-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Spokane | WA | 03/2008 | 08/2021 |
| Lpl Financial Llc | Spokane | WA | 07/2021 | Present |
1) 05/06/2024 - No Business Name - Inv Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Preparer - Started: 3/14/2024 - 20 Hrs/Mo; 0 Hr During Trading. 2) 04/14/2025 -Kuharski Financial LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:08/23/2021 - 120 Hrs/Mth - 8 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-02 |
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