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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-12-20 |
Branch Locations
600 West 78Th St, Chanhassen, MN 55317 • United States
1630 Arboretum Blvd, Victoria, MN 55386 • United States
3950 Vinewood Lane North, Plymouth, MN 55441 • United States
135 Central Avenue North, Wayzata, MN 55391 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Chanhassen | MN | 12/2009 | Present |
| Old National Bank (Formerly: Klein Bank) | Chanhassen | MN | 02/2011 | Present |
1. 8/10/2021 - Old National Bank - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Start Date: 1/1/2020 - 3 Hours Per Month/3 Hours During Securities Trading 2. 03/31/2025 - Old National Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2025 - 0 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-05-29 |
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