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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2002-07-31
TX RA APPROVED_RES 2002-07-12
  • OH RA
    APPROVED
    Since 2002-07-31
  • TX RA
    APPROVED_RES
    Since 2002-07-12

Branch Locations

312 Walnut St Pbig - Cincinnati, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cincinnati OH 07/2002 Present
Bank Of America, N.A. Cincinnati OH 12/2009 Present
Other Businesses

I*85787FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: YWCAINVESTMENT RELATED: NADDRESS OF BUSINESS:CINCINNATI, OHIO 45202NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 10/5/2015NUMBER OF HOURS DEVOTED: 3 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: LOOKING TO PARTICIPATE ON ON THE INVESTMENT COMMITTEE AND RESIGN FROM THE PROGRAM EVALUATION COMMITEE. THIS IS NOT A BOARD POSITION.I*111631For profit or not for profit: Non-Profit Organization, Name of outside business organization: YWCA of Greater CincinnatiAddress of business:Cincinnati, Ohio 45202Nature of business: Charitable Organization,Position, title, association: Committee Member, Start date of relationship: 1/22/2018Number of hours devoted: 1 hour(s) QuarterlyNumber of hours devoted during trading hours: 0Duties: be a committee member on the finance committee with review capacity only of budget and spending projects with other volunteer committee members. I*137653For profit or not for profit: For-Profit OrganizationName of outside business organization: Eighty Degrees LLCInvestment related: NAddress of business:Naples, Florida 34108Nature of business: LLC,Position, title, association: Family Held, Start date of relationship: 1/1/2021Number of hours devoted: 2 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: We own real estate in Florida. We are not renting now, but may in the future. Our attorney recommended we put it into a LLC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-05-22
S63 Uniform Securities Agent State Law Examination 1991-11-25
  • S65 Uniform Investment Adviser Law Examination
    2003-05-22
  • S63 Uniform Securities Agent State Law Examination
    1991-11-25
Other Names
  • Linnell K Rosenberger

View on SEC IAPD

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