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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-09-25
  • IN RA
    APPROVED
    Since 2024-09-25

Branch Locations

417 N. Main Street 2Nd Floor, Crown Point, IN 46307 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruzin Bros. Funeral Home, Pruzin & Little Funeral Service Crown Point IN 11/1982 08/2021
Equity Services Inc Montpelier VT 05/2022 09/2024
National Life Group Crown Point IN 04/2022 09/2024
Geisen Funeral Home Crown Point IN 08/2021 04/2022
Prospera Financial Services Inc Dallas TX 09/2024 Present
  • 11/1982 → 08/2021
    Pruzin Bros. Funeral Home, Pruzin & Little Funeral Service
    Crown Point, IN
  • 05/2022 → 09/2024
    Montpelier, VT
  • 04/2022 → 09/2024
    National Life Group
    Crown Point, IN
  • 08/2021 → 04/2022
    Geisen Funeral Home
    Crown Point, IN
  • 09/2024 → Present
    Dallas, TX
Previous Registrations
Other Businesses

Hanger Insurance Group; Investment Related - [No]; 950 S Court Street; Crown Point, IN 46307; Insurance Producer; Start Date [11/2023];120 Hours Per Month, 120 During Trading Hours; Property and casualty business and the does personal and commercial insurance. Crown Capital Partner, NM LLC, and NM 2 LLC; 750 Quinlan Court; Real Estate Investments; Investor; Start Date [06/2024]; 2 Hours Per Month, 2 During Trading Hours; Partner in Rental Properties and Commercial Buildings

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-10-11
S65 Uniform Investment Adviser Law Examination 2022-05-23
  • S63 Uniform Securities Agent State Law Examination
    2022-10-11
  • S65 Uniform Investment Adviser Law Examination
    2022-05-23
Other Names
  • Tj Pruzin

View on SEC IAPD

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