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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-02-20
  • AL RA
    APPROVED
    Since 2025-02-20

Branch Locations

7 Office Park Circle Suite 1, Birmingham, AL 35223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank Birmingham AL 03/1999 08/2021
Bbva Wealth Solutions Inc Birmingham AL 10/2010 08/2021
Bbva Securities Inc Birmingham AL 05/2013 08/2021
Bbva Compass Insurance Agency Inc Austin TX 01/2002 08/2021
Cb&S Financial Services Birmingham AL 08/2021 Present
Concourse Financial Group Securities Inc Birmingham AL 09/2021 02/2025
Cetera Wealth Services, Llc Birmingham AL 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
  • 03/1999 → 08/2021
    Compass Bank
    Birmingham, AL
  • 10/2010 → 08/2021
    Bbva Wealth Solutions Inc
    Birmingham, AL
  • 05/2013 → 08/2021
    Bbva Securities Inc
    Birmingham, AL
  • 01/2002 → 08/2021
    Bbva Compass Insurance Agency Inc
    Austin, TX
  • 08/2021 → Present
    Cb&S Financial Services
    Birmingham, AL
  • 09/2021 → 02/2025
    Concourse Financial Group Securities Inc
    Birmingham, AL
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    Birmingham, AL
  • 02/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-09-08 → 2025-02-20
    Concourse Financial Group Securities, Inc.
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
  • 2010-10-15 → 2021-08-23
    Pnc Managed Account Solutions, Inc.
    Houston, TX
    Houston, TX
    Birmingham, AL
    Birmingham, AL
  • 2010-07-08 → 2010-10-15
    St Johns Wealth Management
    Birmingham, AL
  • 2002-06-12 → 2010-03-17
    Bbva Compass Investment Solutions, Inc
    Birmingham, AL
    Homewood, AL
    Tuscaloosa, AL
    Northport, AL
    Tuscaloosa, AL
    Birmingham, AL
    Hoover, AL
    Birmingham, AL
    Albertville, AL
    Anniston, AL
    Athens, AL
    Athens, AL
    Decatur, AL
    Homewood, AL
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
    Florence, AL
    Birmingham, AL
    Cullman, AL
    Cullman, AL
    Decatur, AL
    Birmingham, AL
    Birmingham, AL
    Florence, AL
    Ft. Payne, AL
    Gadsden, AL
    Huntsville, AL
    Huntsville, AL
    Madison, AL
    Huntsville, AL
    Fairfield, AL
    Huntsville, AL
    Jasper, AL
    Ft. Payne, AL
    Birmingham, AL
    Huntsville, AL
    Birmingham, AL
    Birmingham, AL
    Albertville, AL
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
    Cullman, AL
    Decatur, AL
    Gadsden, AL
    Rainbow City, AL
    Huntsville, AL
    Tuscaloosa, AL
    Tuscaloosa, AL
    Athens, AL
    Leeds, AL
    Pelham, AL
    Decatur, AL
    Florence, AL
    Muscle Shoals, AL
    Huntsville, AL
    Huntsville, AL
    Birmingham, AL
    Oneonta, AL
    Anniston, AL
    Jacksonville, AL
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
    Decatur, AL
    Oxford, AL
    Scottsboro, AL
    Northport, AL
    Sumiton, AL
    Trussville, AL
    Birmingham, AL
    Warrior, AL
    Fort Payne, AL
    Birmingham, AL
    Birmingham, AL
    Madison, AL
    Birmingham, AL
    Athens, AL
    Florence, AL
    Cullman, AL
    Gadsden, AL
    Birmingham, AL
    Birmingham, AL
    Pelham, AL
    Homewood, AL
    Birmingham, AL
    Huntsville, AL
    Birmingham, AL
    Birmingham, AL
    Warrior, AL
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
    Decatur, AL
    Birmingham, AL
    Leeds, AL
    Huntsville, AL
    Oxford, AL
    Rainbow City, AL
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
    Fairfield, AL
    Oneonta, AL
    Birmingham, AL
    Trussville, AL
    Birmingham, AL
    Birmingham, AL
    Jacksonville, AL
    Pelham, AL
    Scottsboro, AL
    Pelham, AL
    Muscle Shoals, AL
    Huntsville, AL
    Fort Payne, AL
    Gadsden, AL
    Huntsville, AL
    Jasper, AL
    Sumiton, AL
Other Businesses

(dba) CB&S FINANCIAL SERVICES (CB&S BANK); Investment Related; 7 Office Park Circle, Suite 1, Birmingham, AL 35223 ; Financial Services; Financial Services Director; Start Date 08/2021; 170 hours, more or less, per month with the majority of hours per month taking place during trading hours; Oversee recruiting new financial professionals and manage sales activities.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-08-14
  • S63 Uniform Securities Agent State Law Examination
    2000-08-14
Other Names
  • Forest Hampton Suber
  • Forest Hampton Suber

View on SEC IAPD

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