Barry W Mccarthy

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → 11/2016
  Wells Fargo Advisors Llc
  Jenkintown, PA
• 11/2016 → 03/2021
  Wells Fargo Clearing Services, Llc
  Jenkintown, PA
• 03/2021 → Present
  Ameriprise Financial Services Llc
  Blue Bell, PA

Previous Registrations

• 2010-08-16 → 2021-03-30
  Wells Fargo Clearing Services, Llc
  Jenkintown, PA

Other Businesses

Real Estate Ownership; Single Family; 23213 Surf Side Drive, , Waves, NC, 27982; Not Investment-Related; 03/22/2021. Board of Directors; Knights of Columbus, Santa Maria Council; Treasurer; P.O. Box 124, , Flourtown, PA, 19031-0124; Not Investment-Related; 08/01/2024; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2002-05-31

Other Names

• Barry White Mccarthy