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One Union Square 600 University Street, Suite 2401, Seattle, WA 98101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2019-04-25 |
Branch Locations
One Union Square 600 University Street, Suite 2401, Seattle, WA 98101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Seattle | WA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 11/2016 | 04/2019 |
| Hohimer Wealth Management Llc | Seattle | WA | 04/2019 | Present |
| Lendinco | Seattle | WA | 06/2020 | Present |
| Risk & Liability Consultants Llc | Seattle | WA | 06/2020 | Present |
1) LENDIN CO LLC; NON-INV RELATED; 600 UNIVERSITY STREET SUITE 2401, SEATTLE, WA 98101; PROVIDES RESIDENTIAL LENDING SERVICES; TITLE: OWNER; START: JUNE 2020; 30 HOURS/MONTH; 0 HOURS DURING TRADING; OWNER OF FIRM PROVIDING RESIDENTIAL LENDING SERVICES 2) RISK & LIABILITY CONSULTANTS LLC; NON-INV RELATED; 600 UNIVERSITY STREET SUITE 2401, SEATTLE, WA 98101; CONNECTS SMALL BUSINESS OWNERS AND INVESTORS WITH LOANS FOR BUSINESS AND COMMERICAL USES; TITLE: OWNER AND LICENSED INSURANCE AGENT; START JUNE 2020; 1 HOUR/MONTH; 0 HOURS DURING TRADING; OWNER AND INSURANCE AGENT CONNECTING INDIVIDUALS WITH LOANS 3) HWM Tax & Accounting Solutions, LLC; Non-Inv Related; UNIVERSITY STREET SUITE 2401, SEATTLE, WA 98101; PROVIDES TAX ADVISORY AND ACCOUTING SERVICES; TITLE: OWNER; START AUGUST 2025; 20 HOURS/MONTH; 0 HOURS DURINGTRADING HOURS. and accounting services
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 1991-06-18 |
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