Humberto Edmundo Moreno

Current Employers

Employment History

• 04/2013 → Present
  Lpl Financial Llc
  Round Rock, TX
• 12/2016 → 02/2017
  Synergy Financial Group, Llc (Dba: Sfg Wealth Management)
  Towson, MD
• 02/2017 → Present
  Strategic Financial Concepts, Llc
  Round Rock, TX

Previous Registrations

• 2013-04-17 → 2017-04-05
  Lpl Financial Llc
  Cedar Park, TX
  Towson, MD
  Towson, MD
  Round Rock, TX
• 2016-12-16 → 2017-02-27
  Sfg Wealth Management
  Towson, MD
• 2002-06-21 → 2008-06-19
  Invesco Aim Private Asset Management, Inc.
  Houston, TX

Other Businesses

1. 2/27/2017 - Strategic Financial Concepts - DBA: (Hybrid) Strategic Financial Concepts - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 02/07/2017- 20 Hours Per Month During Securities Trading - I provide investment advisory services through Strategic Financial Concepts, an independent investment advisor firm. I started this business activity in 02/07/2017. I expect to spend approximately [ 20 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 2/28/2017 - NFA Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/07/2017 - 20 Hours Per Month During Securities Trading. 3. 5/11/2017 - STRATEGIC FINANCIAL CONCEPTS, LLC - DBA: (Hybrid) NFA Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 04/17/2017 - 20 Hours Per Month/4 Hours During Securities Trading - I provide investment advisory services through Strategic /Financial Concepts LLC, an independent investment advisor firm. I started this business activity in 04/17/2017. I expect to spend approximately [20 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 08/22/2019 - Transmission Golf - Not investment related - Crystal Falls Golf Course 3400 Crystal Falls Leander, TX 78646 or freelance locations - Reps Business - start date:10/01/2019 - 20 hrs/mo - 0 hrs during trading. 5. 02/22/2022 - JNM Real Estate Holdings- Investment Related - Houston TX 77003 - Real Estate Rental - Start Date - 02/28/2022- 5 Hours Per Month/ 0 Hours During Securities Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-03-02

Designations

Other Names

• Bert Moreno
• Humberto Edmundo Moreno
• Bert Moreno