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Dah-Chin Chi

Tnt Asset Management, LLC

Round Rock, TX

CRD 4242451

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Employer firm

Tnt Asset Management, LLC CRD 153309

$175M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Tnt Asset Management, Llc

105 E. Main Street, Round Rock, TX 78664 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-08-25
  • TX RA
    APPROVED
    Since 2017-08-25

Branch Locations

105 E. Main Street, Round Rock, TX 78664 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chi Financial Group Austin TX 01/2005 08/2017
Voya Financial Advisors Austin TX 09/2014 07/2017
Tnt Asset Management, Llc Round Rock TX 08/2017 Present
Celerity Advisors, Llc Austin TX 08/2017 Present
  • 01/2005 → 08/2017
    Chi Financial Group
    Austin, TX
  • 09/2014 → 07/2017
    Voya Financial Advisors
    Austin, TX
  • 08/2017 → Present
    Round Rock, TX
  • 08/2017 → Present
    Celerity Advisors, Llc
    Austin, TX
Previous Registrations
Other Businesses

1)INDEPENDENT INSURANCE AGENT,YES,7908 CAMERON ROAD SUITE 115, AUSTIN, TX 78754, FIXED INSURANCE SALES,INDEPENDENT INSURANCE AGENT,06/05/2006,160,160,SALES OF FIXED INSURANCE PRODUCTS. 2) CELERITY ADVISORS, LLC, Investment Related; 7908 Cameron Road Suite 115, Austin, TX 78754, President/Owner, 08/01/2017, For Sale of Insurance Products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-13
S63 Uniform Securities Agent State Law Examination 2001-07-16
  • S65 Uniform Investment Adviser Law Examination
    2007-09-13
  • S63 Uniform Securities Agent State Law Examination
    2001-07-16
Other Names
  • Daniel Chi

View on SEC IAPD

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